Recent Content by bballboy8

  1. Does an IAR I hire have to be US citizen?

    Hello, I am looking to hire an IAR that is not a US citizen. Anyone can take the series 65, so I know he's already completed that. Therefore, am...
    Thread by: bballboy8, Feb 18, 2022, 2 replies, in forum: Professional Trading

  2. Obligations when you have a Series 65

    Thanks this is helpful. So as long as I'm completely transparent about everything I am speaking about, then I should be ok. Thank you again!
    Post by: bballboy8, Jun 16, 2021 in forum: Professional Trading

  3. Obligations when you have a Series 65

    Is there a case where I would be exposed to liability in the position I described due to this fiduciary obligation?
    Post by: bballboy8, Jun 15, 2021 in forum: Professional Trading

  4. Obligations when you have a Series 65

    I have my own RIA. Is that a problem?
    Post by: bballboy8, Jun 15, 2021 in forum: Professional Trading

  5. Obligations when you have a Series 65

    I have my own RIA.
    Post by: bballboy8, Jun 14, 2021 in forum: Professional Trading

  6. Obligations when you have a Series 65

    So a company wants to hire me to live stream content that would involve education as well as trade recommendations. They have other people they...
    Post by: bballboy8, Jun 14, 2021 in forum: Professional Trading

  7. Obligations when you have a Series 65

    Hey everyone! I currently have my series 65 and am considering working as a streamer for a service where there are fees members and I get paid...
    Thread by: bballboy8, Jun 14, 2021, 11 replies, in forum: Professional Trading

  8. Pooled Funds

    When you have an RIA, what are the guidelines around pooling several investors' funds together into one account? Is there additional compliance...
    Thread by: bballboy8, May 10, 2021, 2 replies, in forum: Professional Trading

  9. CPO

    So what is the difference between a hedge fund and a commodity pool then? Is it just who can invest? I understand that in order to invest in a...
    Post by: bballboy8, May 7, 2021 in forum: Professional Trading

  10. CPO

    If I start my own CPO, I understand that I can charge clients a performance fee regardless of their accreditation. Are you also able to trade...
    Thread by: bballboy8, May 5, 2021, 3 replies, in forum: Professional Trading

  11. CTA Performance Fees

    I have been doing research on becoming a commodity trading advisor (CTA). I have been getting mixed information about who can be charged a...
    Post by: bballboy8, Apr 14, 2021 in forum: Professional Trading