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series 55

  1. I had heard back in June that you no longer need the series 55 to trade equities.

    is this true?
     
  2. Depends on what Exchange your firm is a member of and what State you're in. We only require for Missouri.

    Don
     
  3. I believe assent is a member of the nyse, no? So would they still require the 55 then?

    -Guru
     
  4. yes, assent requires the 7,55, and 63. that is fact.