Ritchie - Regulatory Guidance

Discussion in 'Taxes and Accounting' started by kmiklas, Jul 12, 2017.

  1. kmiklas

    kmiklas

    Hello All,

    Can anyone give me some guidance as to how to get Ritchie through the Regulatory process? Where do I begin?

    The site is at the URL below. In a nutshell, it's a stock exchanged written and managed by the Open Source Community.

    Thank you.

    Note: I'm putting this in Taxes and Accounting, because I don't see a "Legal" forum on ET, and this seems to be the best fit.
     
  2. ajacobson

    ajacobson

    You will need to file a form 1 with the SEC to start. You will need to join FINRA and depending on how you clear you may need to join SIPC, but it all starts with a Form 1.
     
    Baron and kmiklas like this.