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Account disclosures with employer question

  1. I have a complex question...if anyone know anything about it. I currently work for a brokerage firm who needs employees to disclose their own accounts with other brokerage firms. However, this colleague of mine claims he has kept a account in secret under his name for several years without disclosure.

    I was curious how the Compliance department find out about accounts that are not disclosed? thanks
  2. They just need your ss # and they cant find what you eat at night also.!!!