Hello, I am looking to hire an IAR that is not a US citizen. Anyone can take the series 65, so I know he's already completed that. Therefore, am...
Thanks this is helpful. So as long as I'm completely transparent about everything I am speaking about, then I should be ok. Thank you again!
Is there a case where I would be exposed to liability in the position I described due to this fiduciary obligation?
I have my own RIA. Is that a problem?
I have my own RIA.
So a company wants to hire me to live stream content that would involve education as well as trade recommendations. They have other people they...
Hey everyone! I currently have my series 65 and am considering working as a streamer for a service where there are fees members and I get paid...
When you have an RIA, what are the guidelines around pooling several investors' funds together into one account? Is there additional compliance...
So what is the difference between a hedge fund and a commodity pool then? Is it just who can invest? I understand that in order to invest in a...
If I start my own CPO, I understand that I can charge clients a performance fee regardless of their accreditation. Are you also able to trade...
I have been doing research on becoming a commodity trading advisor (CTA). I have been getting mixed information about who can be charged a...
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