We would take any trust agreement that appears to have been validly executed (we are not lawyers and won't look into it). Here in California, we...
Working at an introducing broker-dealer, I have opened many trust accounts at many custodial brokers with no issues. Just have the right...
+1
+1 for the Rational Rose reference
I'm hoping Robert Green chimes in here
You forget, that nobody here really trades for a living, they do so for a hobby. If the OP worked in the US with a 7 & 63 it is unlikely he is...
you're probably better of using google http://www.fsa.gov.uk/smallfirms/your_firm_type/financial/pdf/rdr_quals.pdf than listening to...
Through the end of this year, the Series 7 gets you half way there. (but, not all the way there)
There are several issues that you should consider when choosing a place in the United States to do business. 1) Access to competent, responsive,...
emk622 for setting up the fund manager, take a look at ria-in-a-box. For drafting the fund offering document, get a referral from Robert Green,...
Since you are drawing up your own disclosure documents, have you figured out how you plan to explain the conflict between your duty to seek best...
Eagle and IB
It is not rocket science. Clearly, you need to have your KYC paperwork in order, and your banker/broker needs to have experience opening...
There is no longer an exemption under federal law for advisors of a few accounts. The exemption only applies when all clients are private funds...
I have a friend who drives a gypsy/livery cab he hasn't had any problems. He can't get E&O insurance because he isn't licensed. And he wont have a...
wow, its pretty mindblowing how so many ignorant idiots feel the need to contribute misinformation
This is clearly an issue of strain/varietal; talk to your physician and farmacist.
If you don't know jack about statutory exemptions (in and out of bankruptcy), basic procedures in creditor-debtor relations, the concept of...
Neither the SEC nor state regulators will allow you (or any advisor using you as a sub) to promise or hint that investors should expect anything...
This is relative. Doublet can double his investors money, and his 20% cut puts his insurance hurdle at a mere $50k AUM. For him to spend $10k...
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