Martinghoul
Registered: Jan 2009
Posts: 5641 |
09-11-12 12:31 AM
Quote from clerk:
you're probably better of using google http://www.fsa.gov.uk/smallfirms/yo...f/rdr_quals.pdf than listening to misinformation from the morons here
Erm, using Google, you might discover that this applies to employees who "carry out certain activities for retail clients" (such as advising on packaged products, etc). Given that this is a trading forum, it's unlikely that the OP is looking to get involved in this.
For approved persons who carry out controlled functions (such as, for example, managing investments), there's currently no mention of Series 7 as a qualification.
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