Registered: Dec 2007
07-16-12 07:45 PM
My platform flagged the IBKR symbol today (at least, I noticed it today) for being "delinquent."
I've never seen this before, did a quick web search and it appears IBKR has failed to properly file certain documents with the SEC and/or Nasdaq: https://listingcenter.nasdaqomx.com...fOpenReport.pdf
"906" and "302" certification means that the CEO and CFO have failed to certify the company's financial reports as being truthful and accurate.
It's mildly concerning to say the least that IB - which appears to be the only remaining trustworthy broker - is having compliance issues. Is this something to be worried about?