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Crispy

Registered: Jul 2009
Posts: 742

08-17-12 05:38 PM

Quote from Arnie Guitar:

I asked him why he was monitoring my account. He stumbled and fumbled a lame answer.

What was the answer? Perhaps, this is the first time you have trade complex option orders with them and it sent a flag up to check entitlements? Was the guy a series 24 securities principal (manager)?

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Arnie Guitar

Registered: Oct 2005
Posts: 500

08-17-12 05:50 PM

Quote from Crispy:

What was the answer? Perhaps, this is the first time you have trade complex option orders with them and it sent a flag up to check entitlements? Was the guy a series 24 securities principal (manager)?

I have been trading complex option orders with them for years, I mostly trade the S&P 500 weeklies, so sometimes there are several positions per week.

I do not know his credentials.

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Arnie Guitar

Registered: Oct 2005
Posts: 500

08-17-12 07:28 PM

Sent an email to the national, here's the response:

"I received your message and I understand your concern. For suitability purposes, please note that it is common for our Investment Consultants to review accounts before they contact you.

Please reply if you have any additional questions or concerns as I will be happy to help you.

Sincerely, "

No surprises here, eh?

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Random.Capital

Registered: Jan 2005
Posts: 3848

08-17-12 07:49 PM

"Investment Consultant"?

Good grief.

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AAAintheBeltway

Registered: Oct 2001
Posts: 14532

08-17-12 08:00 PM

Are you goign to tell us who the firm is? We know it's not IB because handholding is not part of their program. LOL

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Arnie Guitar

Registered: Oct 2005
Posts: 500

08-17-12 08:08 PM

Quote from AAAintheBeltway:

Are you goign to tell us who the firm is?

Promise not to crap on me for paying higher commissions than necessary?

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